JOB  SUMMARY

Key Responsibilities

• Own and maintain the Fund Registry operational compliance framework, including obligations mapping and assurance activities
• Embed regulatory and internal policy requirements into BAU workflows, procedures, and service standards
• Partner with Risk & Compliance on regulatory change and ongoing compliance monitoring
• Design, implement, and oversee operational controls, monitoring, and testing programs
• Lead end-to-end management of compliance incidents and breaches, including investigations, root-cause analysis, and remediation
• Support internal and external audits, regulatory reviews, and client due diligence activities
• Act as a trusted operational compliance advisor to Fund Registry leaders and teams
• Build frontline compliance capability through coaching, training, and practical guidance
• Identify opportunities to streamline, automate, and strengthen controls without increasing risk

Skills and Experience

• Experience in operational compliance within financial services, funds, registry, or investor administration
• Strong understanding of risk-based compliance and embedding controls into operational processes
• Proven experience managing incidents, breaches, and remediation activities
• Confidence engaging with senior stakeholders across operations, risk, legal, and technology
• Ability to translate complex regulatory requirements into practical and scalable solutions
• High attention to detail with sound judgement in assessing risk and materiality
• Experience supporting audits, reviews, or regulatory interactions
• Tertiary qualification in Business, Finance, Law, Risk, or a related discipline, or equivalent experience

Are you interested in this position?

Apply by clicking on the “Apply Now” button below!

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