Parabroker Compliance Manager (Finance & Mortgage)

Full Time
  • September 21, 2026
  • Employment Info

    JOBĀ  DETAILS

    The primary objective of the Compliance Manager role is to ensure that our clients business operations adhere to all regulatory requirements and industry guidelines while fostering a robust risk management framework. This position is responsible for developing, implementing, and continuously improving compliance policies and procedures across all business divisions.

    Responsibilities

    • Ensure Award Global’s business practice is in compliance with all regulatory requirements and industrial guidelines
    • Ensure business practices comply with Australian regulatory requirements and industry guidelines.
    • Develop, implement, and continuously review compliance policies and procedures for all business divisions.
    • Build and enhance robust risk management frameworks to proactively identify and mitigate risks.
    • Act as the primary liaison with regulators, external stakeholders, and internal teams on compliance matters.
    • Produce and review compliance reports, ensuring transparency and accuracy in documentation.
    • Support internal audits and provide strategic insights to senior leadership on compliance risks and improvements.
    • Lead, mentor, and develop the compliance team, setting clear performance targets and fostering career growth.
    • Drive team engagement through coaching, training, and promoting a culture of accountability and compliance awareness.
    • Collaborate with cross-functional teams to embed compliance best practices and address business needs.
    • Proactively advise stakeholders on compliance-related matters, including structural design and risk mitigation strategies.
    • Identify opportunities for process enhancements and drive initiatives to strengthen compliance adherence.
    • Deliver targeted training programs to ensure company-wide understanding of regulatory obligations.

    Essential

    • Minimum bachelor’s degrees in accounting, Finance, Legal or relevant majors
    • Minimum 5 years’ experience in compliance, quality assurance, risk management, or a related field within Banking/Financial Services.
    • Minimum 5 years of leadership background.
    • Excellent written and oral English communication skills, especially in handling regulatory and compliance documents in Australia
    • Familiar with Australian industrial and regulatory requirements
    • Experienced leadership skills, outstanding communication and problem-solving competencies

    Skills: mortgage compliance,risk management,compliance management,quality assurance,financial risk management,team leadership,policy development,regulatory compliance,compliance,communication

    Are you interested in this position?

    Apply by clicking on the ā€œApply Nowā€ button below!

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