JOB  DETAILS

The Senior Risk and Compliance Manager leads the development, implementation, training and reporting of Line 1 risk management in alignment with HUB24’s Line 2 Risk & Compliance frameworks. The role provides strategic advice to senior leadership, ensures adherence to regulatory obligations, and promotes a strong risk aware culture. This role is responsible for Line 1 support across Class, NowInfinity and myprosperity within the Technology Solutions business of HUB24.

Responsibilities Risk Management:

• Lead the design, implementation, and enhancement of Class’ risk management framework.
• Identify, assess, and monitor strategic, operational, and regulatory risks.
• Provide expert advice to executives on risk exposures, emerging risks, and mitigation strategies.
• Develop and maintain risk reporting, dashboards, and insights for senior leadership and board committees.

Compliance Management

• Oversee the Class compliance framework, ensuring alignment with relevant legislation, regulations, standards, and internal policies.
• Manage regulatory obligations, including monitoring, breach assessments, remediation activities, and external reporting.
• Lead compliance reviews, policy development, and control improvements.
• Monitor regulatory change and ensure timely implementation across impacted business areas.

Governance And Assurance

• Coordinate internal and external audits, ensuring appropriate responses and closure of findings.
• Lead incident and issue management processes, including root‑cause analysis and action tracking.
• Strengthen governance processes, risk appetite alignment, and organisational accountability.

Leadership And Stakeholder Engagement

• Influence and support senior leaders to embed risk management and compliance into business decision‑making and reporting.
• Deliver training and communication to uplift awareness across the organisation.
• Represent the function in executive forums, working groups, within the Line 2 risk team, and with regulatory engagement.

Requirements Skills and Experience:

• Bachelor’s degree in Accounting, Business, Law or related field.
• 10 years plus of experience as a Risk or Compliance professional in the Financial Services industry.
• Knowledge and understanding of our industry’s regulations (ATO, SMSF and ASIC).
• Working knowledge of ISO 31000 Risk Management Framework.
• Experience in Digital Service Provider (DSP) Operational Security Framework desirable.

Culture Fit

• Ability to work in a fast-paced, highly innovative environment.
• Strong analytical and problem‑solving skills, with the ability to translate complex issues into clear actions.
• Demonstrated ability to engage with executives, influence decisions, and provide authoritative advice.
• Proactive, organised, and able to manage competing priorities.
• Confident in managing ambiguity and driving change.
• Strong research, presentation and reporting capabilities.

Are you interested in this position?

Apply by clicking on the “Apply Now” button below!

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