JOB  DETAILS

🛠 Key Responsibilities

Risk Management (RMS)

• Monitor client exposures, margins, and trading limits in real-time.
• Implement risk control measures to prevent breaches and unauthorized trades.
• Review and update RMS policies in line with market volatility and regulatory changes.
• Coordinate with IT teams to enhance RMS automation and reporting.

Operations

• Supervise day-to-day retail trading operations ensuring smooth execution.
• Oversee account opening, KYC verification, and onboarding processes.
• Ensure timely settlement of trades, fund transfers, and collateral management.
• Streamline operational workflows to improve efficiency and reduce errors.

Compliance

• Ensure adherence to SEBI, NSE, BSE, and other regulatory requirements.
• Conduct periodic audits and compliance checks across retail operations.
• Prepare and submit regulatory reports within stipulated timelines.
• Act as liaison with regulators, exchanges, and auditors during inspections.

Leadership & Coordination

• Lead and mentor the RMS & compliance team.
• Collaborate with business, technology, and legal teams to align risk and compliance practices.
• Train staff on compliance updates, operational best practices, and risk awareness.

📚 Qualifications & Skills

• Education: Graduate/Postgraduate in Finance, Commerce, or related field. Professional certifications (e.g., NISM, CFA, FRM) preferred.
• Experience: 8–12 years in stock broking, RMS, or compliance roles with at least 3–5 years in a managerial capacity.
• Skills:
• Strong knowledge of SEBI, NSE, BSE regulations.
• Expertise in RMS tools, trading platforms, and compliance systems.
• Analytical mindset with attention to detail.
• Excellent leadership, communication, and stakeholder management skills.

Are you interested in this position?

Apply by clicking on the “Apply Now” button below!

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